Description
Role Title: Equities Settlements Specialist
Experience Required 3 – 5 years relevant experience
Market Coverage APAC/EMEA/US
Direct Responsibilities – Settlements
● Hands-on experience in end-to-end settlement processing, especially Asia Equity Markets and Stock
Connect.
● Liaising with overseas brokers/custodians on trade pre-matching issues.
● Reducing fails and/or potential fails through pairing off or partializing deliveries.
● Analyzing reasons for various client fails and providing regular updates to the relevant desk on time.
● Communicating with clients and internal teams to ensure all trades are settled accurately and on time.
● Producing error-free work consistently.
● Timely resolution of Nostro and depot breaks.
● Updating static data in back-end systems to support Straight-Through Processing (STP).
● Following up on outstanding trades and ensuring accurate records in EOD and daily checklists.
● Handling buy-ins, irregular settlement trades, and fail fees.
● Working knowledge of collateral management and stock lending.
● Handling client email queries and responding within agreed Turnaround Time (TAT).
● Regularly updating SOPs as markets change or require updates.
● Proficiency in SWIFT settlement messages.
Contributing Responsibilities
● Escalation and reporting: understanding internal rules for escalating to Operations and Front Office.
● Strong client focus: ability to work with various clients and Front Office, understanding the rationale behind
their requests, and responding proactively.
● Working in partnership with stakeholders while maintaining an independent mindset.
Experience Required
3 – 5 years of relevant experience in equities settlements or a related back-office function.















